self-regulatory organisation

self-regulatory organisation
/self ˌregjυlət(ə)ri ˌɔ:gənaɪ'zeɪʃ(ə)n/ noun
an organisation, such as the Securities and Futures Authority, which regulates the way in which its own members carry on their business.
Abbreviation SRO

Dictionary of banking and finance. 2015.

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  • self-regulatory organisation — ( SRO) In the UK a recognised controlling body which regulates a specified class of investment business. Exchange Handbook Glossary …   Financial and business terms

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  • self-regulating organisation — self regulating organisations (SROs) The now defunct organisations that regulated investment business in the UK. The former SROs were the Securities and Futures Authority (SFA), the Investment Management Regulatory Organisation ( …   Law dictionary

  • Investment Management Regulatory Organisation — /ɪnˌvestmənt ˌmænɪd mənt regjυlət(ə)ri ˌɔ: ənaɪzeɪʃ(ə)n/ noun a self regulatory organisation which regulates managers of investment funds, such as pension funds, now part of the FSA. Abbreviation IMRO …   Dictionary of banking and finance

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  • Investment Management Regulatory Organisation — (IMRO) The former self regulating organisation which regulated those carrying on the following types of investment business under the Financial Services Act 1986: • Discretionary investment management. • Management of unit trusts and pension… …   Law dictionary

  • self-regulating organisations — (SROs) The now defunct organisations that regulated investment business in the UK. The former SROs were the Securities and Futures Authority (SFA), the Investment Management Regulatory Organisation (IMRO) and the …   Law dictionary

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